Recent Past Insolvencies

Recent Past Insolvencies of Former CIPF member firms:

CIPF Appeal Committee Decisions

October 2014 Hearings

December 2014 Hearings

January 2015 Hearings

February 2015 Hearings

March 2015 Hearings

April 2015 Hearings

May 2015 Hearings

June 2015 Hearings

July 2015 Hearings

August 2015 Hearings

September 2015 Hearings

October 2015 Hearings

November 2015 Hearings

December 2015 Hearings

January 2016 Hearings

February 2016 Hearings

April 2016 Hearings

May 2016 Hearings

June 2016 Hearings

September 2016 Hearings

Appeal Hearing Reference Materials

Regulatory Decisions Related to First Leaside Securities Inc.

Recent Past Insolvencies of MFDA IPC member firms:

On May 31, 2013, the Mutual Fund Dealers Association of Canada (“MFDA”) suspended the rights and privileges of MFDA membership of W.H. Stuart Mutuals Ltd. (“W.H. Stuart”). The suspension followed previous orders and investigations by the MFDA in respect of W.H. Stuart and its principal, Marilyn Dianne Stuart (“Stuart”). W.H. Stuart customer accounts were transferred to Keybase Financial Group Inc. (“Keybase”), an MFDA Member.

For more information regarding the W.H. Stuart matter, please see the Enforcement Section of the MFDA website.

The following documents are intended to assist W.H. Stuart customers with the claims process of the MFDA IPC.

Have a Question? Just Ask!


All Rights Reserved. Copyright 2024 CIPF

Please select your language of preference to continue

veuillez sélectionner votre langue de préférence pour continuer

Top of Page