CIPF/IIROC webcast “Membership Disclosure–Benefits of IIROC Membership”

A new CIPF/IIROC webcast entitled “Membership Disclosure–Benefits of IIROC Membership” was released on May 9, 2018. The webcast is approximately 20 minutes in length, and features Lucy Becker (IIROC), Ilana Singer (CIPF) and Rozanne Reszel (CIPF).

In January of 2017, new IIROC and CIPF Membership Disclosure rules came into effect and one final amendment will come into effect on July 1, 2018. The IIROC Membership Disclosure Policy was designed to raise public awareness about which investment firms and individuals are regulated by IIROC, and the requirements and ethical and professional standards to which they must adhere. The CIPF Disclosure Policy describes the requirements for disclosure of CIPF membership by Members. The purpose of this short webcast is to explain the changes and highlight the benefits of IIROC membership, including CIPF coverage. The webcast also communicates results of third-party surveys conducted for IIROC and CIPF. The webcast qualifies for 0.5 CE compliance credit.

The webcast can be accessed in English here and in French here.